19 February 2003
Backside to the Future
Coherence and conflation of dominant strategic metaphors
Worshipping the Golden Ass
- / -
In these strange times vital decisions affecting the peoples of the world are being made at the highest level by people whose mindsets and priorities have been predominantly determined by their experience in the oil industry -- or their obligations to it [more; more; more; more; more; more], as well as the prospect of rapidly diminishing oil reserves. It is useful to review metaphors specially associated with those who work in such environments, including the military, that exemplify a very grounded and concrete aspect of human activity -- far from what they would see as the "egg-head" theories, speculations and resolutions of international policy-making regarding human rights, democracy, justice, environment and other preoccupations of the "weak". As bluntly expressed by a New Zealander, this is the world where men are men and the sheep are nervous. According to Edward de Bono, for example:
A valuable point of departure is the image-rich language associated with many strategic and practical decisions. In the case of informal oilfield jargon: "Almost all the terminology can be taken two ways" -- a "dual use" terminology -- one of which has sexual connotations [more]. In what follows the focus is provided by the very widespread use of the term "ass" (or "arse" as it is spelt and pronounced in British and Australian English [more]). The two spellings are often interchangeable. In American English, whether signifying a donkey or the buttocks, the two are pronounced identically (as specified by the American Heritage Dictionary).
This paper is an exploration of the unconscious implications of the confused relations between these terms with respect to how they frame the primal action-oriented driving force of many -- from the highest executive level down to the worker in the field. This follows an earlier exploration of the strategic implications of a lack of distinction in the pronounciation of "Terror" and "Terra" in most American dialects, and a second on the pronunciation of "Iraq". The concern is how these terms may frame thinking about practical options for the future.
Although the focus of this paper is most distasteful to polite society, it does recognize the operational reality of large numbers of people whose actions are affecting the future of the world. It recognizes the framing of the social reality with which they so effectively engage. The fact that such language is primarily characteristic of the "smoke-filled rooms" and field sites where real decisions are taken -- and tends to be excluded from public discourse -- is part of the problem of the times. In the USA, for example, habitués of the Executive Mansion are known to "yell and swear" and many presidents have used "locker room jargon" [more] -- as is evident from the Nixon tapes [example]. George Bush was widely reported for his use of the term "asshole" in public dialogue with Dick Cheney -- both from the oil industry -- during his 2000 election campaign [more].
Part of the problem also derives from the fact that the association of terms is peculiar to the English language -- as the vehicle of global decision-making -- and especially to its American variant. Another aspect is that the terms in question tend to be restricted to a mode of discourse that is considered by some to be inappropriate "in front of the ladies" or in religious groups -- problematic when both are now intimately involved in key decisions. As a kind of "secret discourse", it points to what might be termed the "backside of decision-making" -- recalling Elise Boulding's extensive study on The Underside of History: A View of Women through Time (1976). Hence the title of this paper: Backside to the Future (which, coincidentally but appropriately, is also the title of a porn movie). No wonder the disempowered, especially the young and women, occasionally resort to "mooning" ("baring their asses") to express their disdain for the "globalization" proposed by the "suits" for their future.
If the world's future is to be conceptually grasped and framed through the backside, then there is a case for understanding what this may imply.
Ass has two primary referents:
It is curious that it is the second (the buttocks) that interfaces directly and intimately with the former (the donkey) in one of the oldest transportation systems developed by man -- an "ass-on-ass" connection, like a modern centaur. Clearly there are many possibilities for conflation of meaning.
However it is the metaphorical connotations associated with these, separately or in combination, which are of much greater interest in framing individual and collective collective action relating to the future -- and attitudes towards it:
The argument which follows draws upon the collapsing semantics between two referents of "ass" (thanks in part to technical comments by Benjamin Slade and Fred Riggs). As with Pavlov's dog -- even though there is no a priori relation between bell-ringing and food, when the two continue to occur at the same time, the mental link between the two is strengthened. Likewise, even though there is no real semantic connexion between "buttocks" and "donkeys", the homophony of the word "ass" in American tends to reinforce a "pavlovian" association between the two. Additionally, when one word in a homonym pair becomes contaminated with negative associations, it tends to contaminate the other. Through the fact that both have derogatory connotations, the semantics may collapse to be interpreted, either consciously or subconsciously, as the "same" word/concept. Such conflated/associated semantics are ultimately driven by whatever the processes are behind punning and folk-etymology, For example, "hamburger" (derived from the city Hamburg) has nothing to do with pig-meat; but the "ham-" of "hamburger" has nevertheless been re-interpreted in folk etymology, (by contrast with "cheeseburger") even though few believe that is made from ham. A more extreme example of this is to be found in Chinese (as discussed by Kuang-Ming Wu. The Butterfly as Companion, 1990, p. 198) which has a peculiar semantic principle: "Words of a sound flock together in sense; like sound, like sense" -- often exploited to explain a notion or prove a point. From another perspective, Plato held that letters and syllables had ontological significance (I M Crombie. An Examination of Plato's Doctrines, 1963: II: 115-17, 202ff; 241-60; 411-16).
A far more concrete approach to this semantic association is through the deliberate product promotional process of "co-branding" or "cross-branding" that ensures consumers associate one product name with another unrelated category of product to which it has also been appllied. This has been a matter of considerable concern to environmental groups with regard to corporations endeavouring to "greenwash" themselves using eco-labelling and other promotional devices [more]. Similar concern has also been expressed at the opportunity offered to corporations to "blue wash" themselves through partnership with the United Nations through its Global Compact [more] -- as with the abortive pairing of UNICEF with McDonald's [more; more]. In the terms of such intentional word association, the concern in this paper is with the possibility that global strategic decision-making is effectively being subject to a process that might be called "ass washing".
As extensively demonstrated by George Lakoff with Mark Johnson (1980, 1987, 1999), language matters -- or as Lakoff (1991) put it in relation to the Gulf War, "metaphors can kill" [more]. "Ass" might well be considered as one of the "dangerous things" in Lakoff's Women, Fire, and Dangerous Things: what categories reveal about the mind (1987). As background to the concerns of this paper, the implication of metaphor for strategy-making and governance has been explored in a series of papers elsewhere and notably in commentaries to a section of the online Encyclopedia of World Problems and Human Potential.
This paper is not concerned with the extensive discussion of "colourful" or "bad language" in governance and efforts to deplore it [more], suppress it [more], or justify it (as with the robust language of the parliament of Australia -- famously described by its Prime Minsister, Paul Keating, as "the arse end of the world"), or the fact that Winston Churchill trained a parrot (alive in 2002) specifically to use such language. All the "bad" terms listed below are however characteristic of debates in some parliaments with a generous view of so-called "unparliamentary language". It is extremely improbable that oil industry executives would exert a restraining effect on this tendency.
The concern here is with the effect which certain metaphorical expressions may have in framing strategy so as to render it inappropriate to the challenges it faces. In the much quoted phrase of George Orwell (Politics and the English Language, 1946): "But if thought corrupts language, language can also corrupt thought. A bad usage can spread by tradition and imitation, even among people who should and do know better." He noted that the English language "becomes ugly and inaccurate because our thoughts are foolish, but the slovenliness of our language makes it easier for us to have foolish thoughts." [more; more]
These nine dimensions of "ass" may be usefully interrelated in the tentative diagram below using a much studied dynamic template -- the enneagram. This has the merit of suggesting the possibility that there may be functional relationships between them, in some version of that diagram, that can be fruitfully rendered explicit.
This pattern might be explored in the light of studies of sets of sins and their corresponding virtues, such as that of Donald Capps (Deadly Sins and Saving Virtues, 1987). And with increasing reference to "corporate greed", it is interesting to explore the possible collective equivalents to the "sins" implied in the diagram. Following an earlier study, in the light of Capps analysis, these might run as follows:
Insight into the underlying nature of the functions highlighted in the diagram might also be explored in the light of insights from various meditative disciplines that also recognize nine key modes -- as indicated below. Whether or not the enneagram provides useful clues to the dynamics of their relationship also remains to be explored.
At issue is the nature of the obstacles to fruitful global strategy resulting from "ass-washing" collective thinking. Possibilities for each of the 9 have been indicated in the previous section. It is in what ways that the dysfunctional dynamics of such usage precludes more credible global strategies that is the question.
Of subtler implication than those above, are some of the mythological and metaphorical associations of "ass" explored below.
According to Robert Graves (Greek Myths and Legends, 1968.), the ass was domesticated by early peoples in the upper Nile valley. It was priceless for farming as well as trade and transportation and became the center of a cult. It was worshipped as being sacred to the great god Set, Lord of the Universe, the original head of the Egyptian pantheon, whose home was the South. Set often was depicted in a donkey's shape. His distinguishing mark was, unsurprisingly, long and pointed ears. Representations of these ears became the prototypes of divine and royal power, i.e. ultimate authority. They form the power glyph: the two tips of every scepter carried by Egyptian gods and kings, as tokens of remembrance that all legitimate power derives from Set. With Set's downfall in Upper Egypt and the regions under his influence, the Southern part of sky and earth lost early on much of its prestige. The seat of power, celestial and otherwise, moved slowly north, down the river Nile to the Mediterranean basin. Elf Raymond (1992) remarks that "Contemporary attitudes toward the South, whether they be geo-political, or relate to the human body as cosmic analogue, seem to perpetuate the judgments accompanying the fall of Set".
In the cults of Asia Minor the ass was also a symbol of Typhon (notably for Gnostics), Satan, Jehovah, or Saturn. In that period the divinities worshipped were frequently symbolized by animals. Thus the Gnostic Demiurge, engendered seven animal-headed angels to assist in governing the world -- the second with the head of an ass [more]. The ox was associated with a form of worship that was being displaced at the time of the arrival of Christ -- symbolized by the birth in a manger. But there were still many who worshipped the bull, following practices prevalent in an earlier era (associated by astrologers with the age of Taurus), and which were preserved at that time in the mysteries of Mithras and of Egypt. The era immediately preceding that of Christianity (the age of Aries, the Ram or Lamb) is symbolized by the sheep motif in biblical times. The ass was specifically associated with the story of Mary and her Child. Two asses are mentioned symbolically in the Gospel story, one coming from the north and bearing Mary to Bethlehem, and the other taking her down into Egypt. [more] Christianity now focuses negatively on the "beasts in the wilderness" [more], including the wild ass (Job. 39:5), having effectively lost their former symbolic and transformative significance.
Priapus, the Greek God of fertility was born with a massively enlarged penis. This phallic symbol was used to ward off the evil eye and statues of him were used as scarecrows in gardens. His cult was similar to that of Dionysus, and he was often depicted as an ass -- during a Dionysian festival it is said he was disturbed by the braying of an ass while trying to seduce a nymph, highlighting the mix of lust and stupidity for which he was known. [more] Bacchus, as a variant of Dionysos, was also associated with ass-worship -- an accusation made of Jews at the time [more]. The Roman ass-god was Pales, whose temple on Palatine Hill was called a "palace". Pales was worshipped as a priapic god with erect phallus (symbolised by obelisks, church steeples, and minarets on a mosque). At the festival of the Palilia, traditional date of the founding of Rome, the wooden statue of Pallas Athene was brought to Vesta's temple. Priests of Pales wore ass-head masks as they danced in honor of the long-eared deity. One of its old customs may have given rise to the Halloween game of 'Pin the Tale on the Donkey', which recalls Rome's sacrifices of equine tails triumphantly carried to the temple of Vesta".
An early pagan belief held that Jews worshipped the head of an ass in their temple. The Jewish Enclopedia has an excellent commentary on ass worship of which both the Jews and the early Christians were extensively accused by Greek and Latin writers over a period of centuries. The calumny of onolatry, or ass-worship, attributed by Tacitus and other writers to the Jews, was afterwards, by the hatred of the latter, transferred to the Christians [more]. Christians in turn accused a gnostic sect of ass worship and the commentary relates this to the association with worship of Typhon-Seth, an Egyptian god. The ass is also considered by Catholics as a symbol of heresy, or of Satan [more]. The ass continues to be considered by some neo-pagan cults as a symbol of Satan.
Significantly, the worship of the ass flourished at the same period as that of another domesticated animal the ox, or bull. There has been considerable related commentary on worship of the Golden Calf amongst the early Israelites following a practice they borrowed from the Egyptians (Exodus, 32) [more; more; more]. The Israelites claimed that this borrowed symbol had delivered them from Egypt [more]. It was destroyed at the command of Moses. In a most insightful review, the Jewish Encyclopedia states that: "Next to the fall of man, the worship of the golden calf is, in rabbinical theology, regarded as the sin fraught with the direst consequences to the people of Israel" [more]. Christian commentators make much use of the Golden Calf, seeking modern parallels to the idolatry and fixation on material wealth that it represented [more]. One speaks of a Golden Calf Syndrome [more]. Another prophesied in 1998 that "America's Golden Calf Is Coming Down!" -- with reference to collapse of the financial markets [more; more].
There is extensive rabbinical commentary (on the web) concerning how the sin of the Golden Calf is to be atoned through sacrificial purification by the ashes of the Red Heifer (Parah Adumah) [Bamidbar Rabbah 19:8]. This is necessary to cleanse anyone entering the Temple -- whose reconstruction, in fulfilment of Biblical prophecy, is also of such concern to evangerlical Christians at this time [more]. This mysterious ritual is renowned for exemplifying a spiritual concept that is beyond human comprehension and conventional reasoning -- notably because the person upon whom the heifer's ashes are sprinkled becomes spiritually purified, but those who prepare the ashes become spiritually defiled [more]. Burning the Red Heifer (a female calf, as yet unyoked) is believed in some way to represent nullifying those thoughts and emotions seduced by the lure of the Golden Calf and all its seductive successors in the temporal temptations of this world. The Red Heifer is currently the subject of a much-publicized breeding program by evangelical Christians in Texas [more; more; more; more] as part of speculation that sacrificing such an animal could help trigger the End Times scenario [more].
In considering the dynamics of use of the various forms of "ass" identified above, there may be merit in reflecting on the ritual of worshipping an animal -- entrapped conceptually in the process of dancing around it. The challenge to understanding is exemplified by the extensive commentary on the Red Heifer.
Lucius Apuleius (120-180 AD) produced what has been recognized as the first novel: Metamorphoses, better known as The Golden Ass, of which there are many translations [online text; online text] and many studies [biblio], notably by the psychoanalyst Marie-Louise von Franz (1970, 1992), the poet Robert Graves (1998), and the philosopher Elf Raymond (1992).
The tale may be summarized as the story of a young man, Lucius (also the name of the author), who is punished for his ignorant behaviour by being metamorphosed into an ass -- a literary device borrowed from Egyptian story-telling. Eager to experience the wisdom of an owl, he had resorted to the aid of an apprentice witch. His botched attempt at magic resulted in his taking on the form of an ass. According to one review, in tantric terminology he is trying to tap into feminine energies via the left-hand path -- he identifies with mindless emotions, while dissociating himself from wisdom. Paradoxically it is while he is an ass that he begins to understand the nature of consciousness. His learning as an animal is associated with wit, and an unusual degree of ribaldry, consistent with the perspective of an ass. After being stolen by thieves, he suffers as a beast of burden, is tormented by cruel owners, and is pampered as a curiosity. These experiences may be reviewed in the light of the above classification.
Finally he is restored to human shape through the intervention of the goddess Isis -- by the consumption of rose petals from a garland, as had originally been suggested to him by the apprentice witch, remorseful at the failed transformation:
This suggests an interesting way of using the enneagram by which the various uses of "ass" may be interrelated. It is worth recalling that the symbolism of the rose, through the rosary, has been advocated as a defence against terrorism [more] and a means of integrating the fragmented [more]. The rose "petals" may be seen in the features of the enneagram.
In the words of Benjamin Slade, in an excellent illustrated commentary, The Golden Ass is simultaneously a blend of erotic adventure, romantic comedy, and religious fable. It is one of the truly seminal works of early European literature, with a distinctly Eastern flavouring and a very modern feel. Apuleius's novel has inspired many subsequent writers and artists and been one of the greatest influences in Western literature, including such classic works as Boccaccio's Decameron, Cervantes's Don Quixote and Swift's Gulliver's Travels. In these there obviously exists the same satyrical style as in the Golden Ass, the same basic image of human madness and endeavour.
The tale of The Golden Ass and the myth of Eros and Psyche are understood as mutually enhancing one another, supporting a contemporary view of pleasure seen as the Child of Eros and Psyche. They also suggest why the strange journey of a man changed into an ass should culminate in his being initiated into the mysteries of Isis and Osiris -- through which the fragemented parts are reintegrated into a transcendent whole.
Thomas Taylor (Metamorphosis or Golden Ass of Apuleius, 1822), argues that Apuleius, although not one of the chief disciples of Plato, is undoubtedly the greatest of the ancient Latin Platonists.Apuleius uses the tale to make accessible platonic philosophy, the mysteries of Isis and Osiris, the pre-existence of the human soul, its lapse from the intelligible world to the earth, and its return from thence to its pristine state of felicity.
How does this tale enable insight into the obscene identification with unbridled animal passions to the exclusion of strategic insights that transcend them? This is nicely exemplified by "globalization" with its predominantly extensive and greedy territorial preoccupation -- in contrast with "globalization" as a form of integration to a new level of intensive significance.
During Christ's last week leading to the Cross on Calvary, 48 events are recorded in Scripture. Of those 48, the first event to occur was Christ's triumphant entry into Jerusalem, the Holy City. For Christians much has been made of the symbolism that Jesus entered Jerusalem, "thy King... lowly, and riding upon an ass, and upon a colt the foal of an ass" (as prophesied in Zechariah 9:9) [more; more; see also Genesis 49:11]. It was a sign that the Lord had come down to meet men on the plane of natural understanding in patience and humility; to loose that faculty from its bondage to falsity, and to teach men true natural precepts [more].
This was no ordinary day despite the coming of the passover week, Jesus was to announce the ultimate challenge, the son of man was to proclaim that he was the true messiah, the king coming to conquer. In the Old Testament a colt was a noble animal, it was used for service and to carry the burdens of men; perhaps more importantly, it was used by kings. When they entered a city in peace, they rode a colt to symbolize their peaceful intentions. By contrast, when a king entered a city as a conqueror, he rode a stallion [more]. In the old time it was the custom for judges and their sons to ride on asses, and for kings and their sons to ride on mules. (Judges V. 10, x. 3, 4, xii. 14; I Kings i. 33 45; 2 Sam. xiii. 29)
This raises the question how the violently animal-like associations of "ass", with which "kick-ass" strategic thinking is so intimately identified, can be "ridden" peacefully. The symbolic contrast between the conquering "stallion" and the "meekness" of the donkey -- and the mysterious role of the "colt" raise questions as to how such regal qualities are combined in any leader if "crossed". Technically a mule is a domesticated, hybrid animal that results from crossing a horse and a donkey. A "mule" is a cross between a donkey stallion (a jack) and a horse mare. A "hinnie" results from crossing a stallion horse and a donkey jennet; for all purposes, hinnies and mules are classified and shown together under the general term Mule. A mule or hinny may be a male (horse mule or horse hinny) or a female (mare mule or mare hinny). Both are normally sterile but may have male or female genitalia giving four variants [more]. Symbolically do the four variants of such "sterility" point to a four-fold challenge of designing a society of "peace" whose "neutrality" is not characterized by sterility?
Such symbolism merits reflection in that the Apolcalypse that figures in the End Times scenarios of the Christian Right coalition, supporting the Bush regime strategies [more; more; more], is embodied in "horsemen" -- who are more likely to be riding "stallions" than "donkeys". This symbolism has been richly explored in J R Tolkien's Lord of the Rings and its recent movie adaptation -- through the nine "Dark Riders" of the Dark Lord -- also using "stallions". Their significance for social change has been explored in a separate paper.
Giordano Bruno (1548-1600) was a Renaissance humanist philosopher who was interested in the nature of ideas. Although the term was not yet invented it has been argued that it would be most proper to label him as an epistemologist, or as a pioneer semanticist -- later to be followed by Umberto Eco. He was burned at the stake in 1600 for holding beliefs that in the eyes of the Roman Catholic Church were heretical, such as: innumerable suns exist; innumerable earths revolve around these suns in a manner similar to the way the seven planets revolve around our sun; living beings inhabit these worlds. His attempt to establish a scientific continuity among all the phenomena of nature is an important precursor of the modern spirit, especially on account of its appearance at the moment when the medieval point of view was being abandoned. It is understandable how Bruno's effort to establish a unitary concept of nature commanded the admiration of such men as Spinoza, Jacobi, and Hegel.
One of his books Cábala del Garañón como Pegaso con la Adición del Asno de Cilene (Cabala of the Steed like unto Pegasus with the Addition of the Ass of Cyllene) is an ironical discussion of the pretensions of superstition [summary]. This "ass," says Bruno, is to be found everywhere, not only in the church but in courts of law and even in colleges. Bruno is associated with the quote: Filosofo, arso vivo a Roma, per volunta del Papa.
Nuccio Ordine (Giordano Bruno and the Philosophy of the Ass, 1996) uses the figure of the ass as a lens through which to focus on the thought and writings of Giordano Bruno. He describes the range and depth of Bruno's attempts to dismantle and renew the foundations of late Renaissance theories of knowledge. Ordine is the first to collate systematically the theoretical meanings of asininity, to specify its every ambivalence, to analyze its contradictory meanings, and to show how this play of opposites leads to the very heart of Bruno's thought. The study focuses on the image of the donkey in Bruno's work and its place in 16th-century Italian and European literature to clarify the humanist philosopher's thought. Ordine shows the contradictory traits Bruno attributed to donkeys, ranging from humble and hardworking to ignorant and idle, in his attacks on the theologies of both the Reformation and the Counter-Reformation and in his discussions of other issues.
It is no strain on the imagination to determine how Bruno's phrase (Filosofo, arso vivo a Roma, per volunta del Papa) might now be significantly reframed concerning the strategies adopted in the Middle East.
The philosopher Elf S Raymond (In Praise of Donkeys, 1992) prefaces a delightful commentary on The Golden Ass, with a discussion of the donkey, Bianchina, of St. Francis of Assisi. He and his first followers lived in a tiny donkey shed after having their "franciscan" way of life officially approved by the pope in 1209. Many stories recount his relation to animals, including the ox and the donkey. He referred to his body as "Brother Ass". About this Paul Gallico remarks:
Raymond offers a valuable caution against the unwisdom of the excessive condemnation of the ass following the defeat of the gods that it symbolized (Set replaced by Horus in Egypt; Dionysos by Apollo in Greece) -- with Set transfigured into the demonic power of hot evil at the telluric centre, the Prince of Darkness, commanding the forces of hell. She notes:
This would seem to be the manner in which a determining symbolic conflation was made that still tragically governs modern thinking. The positive attributes of an ass (as an animal symbolizing unconscious and unintegrated human attributes) were distorted into lewdness and perversion, and projected onto the donkey and notably its backside -- and by extension that of the human. Presumably because the emergent "higher" conceptual functions were as yet unable to handle their own deficiencies and negative attributes -- and desperately needed a scapegoat or "psychic sink" to sustain their coherence by rejecting "lower" functions that were beyond their conceptual capacities. This resulted in unhealthy attitudes towards sexuality and bodily functions. For society, the tragic consequence is the manner in which ordinary work ("donkey work") has become dishonourable -- marginalizing the young, and those in developing countries, who fail to dissociate themselves from it to engage in the "higher" forms of work perversely extolled by western media in notions of "bettering oneself". This would still seem to be the case -- reinforced by the American use of "ass".
Citing Goethe's reflection on the unchanging nature of even Christ's own donkey, Raymond continues:
Curiously, as noted by Tim Dowling (Guardian, 18 February 2003), donkeys receive a disproportionately high percentage of charitable support from the population of the UK -- and raise funds with ease [more]. Surprisingly the Donkey Sanctuary is supported to a greater degree than major people-oriented charities for "serious" issues (the article cites Mencap, Age Concern, and the Samaritans). It cares for 75% of the donkeys in Britain, and has programs extending to other countries, where there may be counterparts. Most donations come from people of modest means although 70% of the funding is from bequests (although it is unclear whether any such donations are made to spite other relatives). The average donor is "probably more female, probably no so much below the age of 50" (possibly an unconscious reaction to the abuse of "ass" -- mainly by men). Its success is attributed to the "undeniable truth" that people like donkeys.
These unresolved confusions, fundamental to integration of the human psyche, would appear to be emerging to haunt humanity in current global strategic thinking. In a curious symbolic way, humans have their backsides fused to the animal they ride and are unable to dissociate the two kinds of ass. In this sense humans function like the primitive form of centaur, dominated by animal instincts -- rather than like the evolved form in which a balance has been struck between human and animal functions.
There are thousands of short stories, or anecdotes, of the foolish hero Mulla Nasruddin (Nasrudin, or Goha) with frequent appearances of his trusty donkey [some 500 online web documents with the donkey]. The stories dating, from the 13th century, deal with issues such as social injustice, class privilege, narrow-mindedness, laziness, incompetence, cowardliness, selfishness, fraud and ignorance. For example, of relevance to the theme of this paper:
Mulla Nasruddin has a tendency to appear foolish, but in doing so exposes other people's foolishness with his own sharp wit -- he is a wise fool, wise in his foolishness, and foolish in his wisdom. He is portrayed as either very stupid or miraculously clever, a resistance figure who thumbs his nose in the face of authority and capitalist rulers -- or as an example to illustrate Sufi teachings (as recently promoted by Idries Shah).
A wide spectrum is covered by these tales -- from children's jokes to religious meditation to revolutionary rebellion. He is regarded as a noble figure, arising in countries occupied by foreign powers, and as a kind of folk hero who confronted an oppressive system by being ridiculous. His contemporary relevance is that it is he who may well inspire local attitudes to any American occupation of the Middle East. Nasruddin would undoutedly be detained without trial under modern anti-terrorist legislation. But his insight would undoubtedly contribute most to a creative outcome to the strategic crisis in the Middle East -- where he continues to be most appreciated at every level of society.
From a psychoanalytical perspective, Nasruddin inherits the widespread tradition of the fool and the trickster. His counterparts are to be found everywhere: Boots in Norway, Jack in Appalachia, Anansi in Africa, the Chelmites in Poland, Coyote in North America. Nasruddin tales are told from west of China and East Turkmenistan to the Balkans, Eastern Europe and up to Hungary, from Southern Siberia and the Caucasus to North Africa and Arabia. Every year, an "International Nasreddin Hoja Festival" is held in Aksehir (Turkey) where he was born and buried.
What insights from such paradoxical foolish wisdom -- significantly assisted by an ass -- would enable a fruitful response to Middle Eastern tensions? Raymond (1992) offers the thought: "But God hath chosen the foolish things of the world to confound the wise; and God hath chosen the weak things of the world to confound the things which are mighty." (I Cor. 19-21, 27)Zazen: riding an ass in search of an ass
The potential relation between an integrated human and the "lower" animal functions is nicely indicated by the process of riding an ass, whether as in the case of Jesus, St Francis, or Mulla Nasruddin. The rider is then dissociated from the ass. But the psychic functions relating to the nature of this detachment can be explored in another context through the discipline of "sitting meditation" as practiced by many spiritual traditions over the centuries.
Zazen is a Japanese term for such sitting meditation. It has been interpreted to mean "to touch the cosmos through one single body, our body. All existences and myself are one single body" [more]. It could also be understood, whether physically or metaphorically, as riding appropriately on one's own ass -- namely integrating all the psychic functions, including those associated with the ass. Zenmar gives the example of Zen master Hakuin who realized that the Buddha-nature that he was searching for, was the very same one that had been conducting the search for enlightenment for many years! He quotes a Zen expression regarding the misguided nature of such a search: "It is like riding an ass in search of an ass."
The uniqueness of Zazen lies in this: that the mind is freed from bondage to all thought-forms, visions, objects, and imaginings, however sacred or elevating, and brought to a state of absolute emptiness, from which alone it may one day perceive its own true nature, or the nature of the universe. This detachment relates notably to sitting on one's ass, as stated by Zen master Huaijang: If you cling to the sitting form you will not attain the essential truth. This is not to suggest that sitting should not be practiced, only that there is no practitioner who is the doer behind them. This is true of every activity [more].
In Buddhism, one way of exploring this level of detachment is through "calm abiding" as stabilized meditation brought to fulfilment. The physical body is felt to be renewed and strengthened. The calm abider meditates has few desires, knows satisfaction, has pure ethics, forsakes involvements and commotions, and lets go of various thoughts of gratification. The mind is calm and open to insight which is then free to function. Hindrances to this mode of awareness are overcome through nine "states of mental abiding" or "stages of mind" (navakara cittasthiti). The nine states are (i) setting the mind (directing it towards the object of meditation); (ii) continuous setting or stabilizing of mind; (iii) resetting the mind as attention wavers; (iv) close setting the mind by confining it to the object of attention; (v) disciplining the mind which is overly quiescent; (vi) pacifying and calming the mind; (vii) full pacification as the mind becomes truly calm; (viii) one-pointedness as the mind becomes united with its object; (ix) samadhana (mental abiding in equipoise) - samadhi. These states of mental abiding are assisted by the powers, the first by hearing the teaching; the second by thinking (reflection); the third and fourth by mindfulness (attention); the fifth and sixth by introspection (clear comprehension); the seventh and eighth by effort; and the last by confidence.
Corresponding to these, in the yoga of Patanjali, are nine obstacles to self-realization: (i) laziness; (ii) carelessness, light-mindedness; (iii) bodily disability; (iv) wrong questioning, doubt; (v) lack of dispassion, addiction to objects; (vi) erroneous perception; (vii) inability to achieve concentration; (viii) failure to hold meditative attitude; (ix) mental inertia.
Within South-East Asian practices, kundalini is a psycho-spiritual energy, the energy of consciousness, which is aroused either through spiritual discipline (such as tantra) or spontaneously to bring new states of consciousness, including mystical illumination. It is believed to lie like a serpent in the root chakra at the base of the spine -- most closely to the "ass". Kundalini was a rarity in the West before the 1970s until more attention became centered upon consciousness. However, an examination of mystical literature and traditions showed that a transformation of consciousness associated with kundalini, but called by various names, seems to have been a universal phenomenon in esoteric teachings for perhaps three thousand years. Kundalini-type descriptions or experiences are found in esoteric teachings of the Egyptians, Tibetans, Chinese, some Native Americans, and the !Kung bushmen of Africa. Kundalini has been interpreted from the Bible as "the solar principle in man," and is referenced in the Koran, the works of Plato and other Greek philosophers, alchemical tracts (the philosopher's stone), and in Hermetic, Kabbalistic, Rosicrucian, and Masonic writings. Western religions have been so obsessed with the problematic association between "ass" and "carnal thoughts" that they have been unable to clarify the possibilities for transmutation of energy indicated by such explorations.
As with Nasruddin, the Persian mystical poet Jalal al din Rumi, has many poems that feature asses. For him, Jesus mounted on the ass (cf. St Matthew xxi) represents the connexion of the spirit (rúh) with the carnal soul (nafs). One entitled How Should the Cage-Bird Know About the Air, includes the lines:
Such insights are included here to point to the possibility of looking at the ass vocabulary as a disguised set of nine dynamic functions. Users of the vocabulary are encapsulating recognition of the functions in a powerful action-oriented discourse with which they identify inappropriately -- if their language is now extended to global strategies. As with the rider of a wild bucking ass in a rodeo, the rider can be quickly, easily and catastrophically grounded by any of the functions. It is this identification which is the trap that prevents the rider from controlling the ass and the relationship to it.
As noted initially, it has been extensively demonstrated by George Lakoff with Mark Johnson (1980, 1987, 1999), that language matters -- or as Lakoff (1991) put it in relation to the Gulf War, "metaphors can kill" [more]. This paper has focused on a particular set of metaphors that are fundamental to the efficacy of much decision-making discourse vital to the lives and livelihoods of many at this time. Arguably they affect the quality of intercourse amongst those involved -- restricting their access to options for modes of interaction that are not carried by that language -- or are even undermined by it.
As noted by Simon London, the very heavy investment by the military in war gaming simulations, as a means of scoping out "every conceivable strategy", is now being adapted to the business strategies typical of the oil industry (Financial Times, 10 February 2003). The irony that the applicability of such logic has been determined in relationship to destructive or exploitative capacity, rather than anything relevant to "nation-building" or sustainable community, is not recognized. The major flaws in such logic were most embarrasingly demonstrated in the summer of 2002, in a huge rehearsal of an Iraq-USA conflict -- and with retired Lieutenant General Paul Van Riper playing Saddam Hussein. The USA lost -- due to the alternative logic employed by Van Riper, perceived by the military as a "real pain in the ass" for espousing "unacceptable" approaches (Julian Borger, Guardian, 21 August 2002, 6 September 2002) [more; more]. Such inadequate thinking is tragically -- and all too visibly -- evident in the disastrous consequences of the management failures of NASA in processing negative feedback [more] -- for the second time running. Can world governance depend on the capacity of the military-industrial complex to employ an appropriate logic?
The insight proposed in this paper is that through the strategic framing offered by the nine metaphorical uses of "ass", executives and others dependent on the framings that these metaphors offer, are effectively trapped in a 9-dimensional conceptual "cage". The cage, or vehicle, is well-equipped for many operational environments. But it also has many limitations that the more mythical associations highlight -- to the extent that they can be meaningfully understood. As stated by the early policy scientist Geoffrey Vickers: "A trap is a function of the nature of the trapped" (Freedom in a Rocking Boat, 1978).
In the contemporary mythology of J R Tolkien's Lord of the Rings (and the movie: Fellowship of the Ring) there is a curious symmetry between the Dark Riders and their opponents in the Fellowship of the Ring. Each is composed of nine members. The Dark Riders are unnamed. The Dark Riders are effectively the collective shadow of the Fellowship. This points to the real challenge for sustainable development initiatives . It is as much the problem of recognizing and dealing with the denied "internal", shadowy dysfunctionalities of any Fellowship engaged in such a mission to "save the world" as it is of seeking to blame "external" shadowy figures in positions of power able to forestall it (see The "Dark Riders" of Social Change, 2002). In endeavouring to understand the operation of the "nine" in Tolkien's tale, Donivan Bessinger provides a very helpful insight into the life-cycle of the Ring of the Nibelungs from a jungian perspective [more]. He focuses on the manner and sequence by which the ring is possessed by the nine principal protagonists -- in what might here be called Wagner's ring "Fellowship".
Expressed differently, it might be said that the 9-fold cage could be understood as a kind of "temple" to a rather particular "divinity" -- significantly challenged in terms of the higher virtues. It might be oversimply described as the temple of greed -- which would accord quite satisfactorily with the spirit of a Wall Street that has endeavoured so explicitly to make of greed a virtue with the slogan: "greed is good" [more; more; more; more]. As one informed commentator on the Enron and other scandals of 2002 stated, many of the most effective performers there would "sell their mother" if the amount was right. The divinity inhabiting the behavioural temple inducing this response, as a kind of "strange attractor" [more], might indeed be usefully described as a Golden Ass. As suggested by the poet Ralph Waldo Emerson "Things are in the saddle, And ride mankind." (Ode to Channing, pub. 1867).
A disturbing extension of these distasteful reflections on "ass" is that they are intimately associated with two processes only discussed using euphemism, if at all, in public discourse (or "in front of the ladies") -- despite extensive use in the arts. In non-public decision-making contexts, however, their metaphoric constraints are as significant as the nine uses of "ass" in determing strategic responses and in conditioning operacy. The two processes are:
Much more interesting is the implication, from the Apuleius tale, that the experience of identifying inappropriately with an ass -- whether "making an ass of oneself", "fucking", "crapping", or otherwise -- can be recognized as of major transformational grounding experience. Perhaps it is in this process that society is effectively trapped by the dominant political and economic mindsets promulgated in relation to "globalization". Combined with the tale of Beauty and the Beast, this inappropriate identification is portrayed by Jungian psychoanalysts in terms of the individuation of Psyche and Eros, or as suggested by John Beebe, as the dance of Integrity with Character [more]. It is no wonder that transformative tales suggest that it is only the wise in their simplicity -- or "foolishness" -- that can disassociate themselves from the preoccupations of the ass they ride. Clues from different schools of thought and practice, as to how the set of plus-or-minus 9 functions can be integrated to enact new paradigms, are discussed in separately in Navigating Alternative Conceptual Realities: clues to the dynamics of enacting new paradigms through movement (2002).
The Bush regime is entrapping humanity in the military and oil industry's all-terrain, "asinine" strategic framework. The issue that merits reflection is whether this will provide humanity with the fruitful transformational experience of which his evangelical confidants understand an aspect -- whilst foolishly denying others. In reviewing envangelical Chrsitian beliefs, Morgan Strong, former professor of Middle Eastern History, notes:
Given the larger mythological context, it is perhaps no irony that both Bush and his Middle Eastern opponents repeatedly frame each other as "evil" and "satanic".
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